The Sarbanes Oxley Act (SOX) continues to pose challenges with compliance. Companies must continue to evaluate whether they have designed and implemented an adequate system of internal controls over financial reporting (ICFR). This course will address the best practices that ensure an effective and efficient approach to SOX compliance.
Course ID: RIASOX
The Role of Internal Audit in SOX Compliance
Learning Objectives
• List important requirements of SOX
• Recall tips for designing and performing compliance testing
• List best practices for better managing projects related to SOX compliance
Major Topics
• Designing work plans for compliance testing
• Best practices for managing projects for effectiveness and efficiency
• Ensuring quality Information Produced/Provider by the Entity (IPE)
Who Should Attend
Anyone responsible for identifying and managing enterprise risks
Fields of Study
AuditingPrerequisites
None